Brooklyn Investment Group
Custom direct indexing for financial advisors - BKLN.com
A.I. • Machine Learning • Data Science • Natural Language Processing • Investing
11 - 50
Compliance Analyst
April 10
🔄 Hybrid – Brooklyn
Brooklyn Investment Group
Custom direct indexing for financial advisors - BKLN.com
A.I. • Machine Learning • Data Science • Natural Language Processing • Investing
11 - 50
Description
• Coordinate and execute compliance efforts internally and with third-party advisors • Ensure ongoing compliance requirements are met and documented accurately • Work on integrating tech-enabled efforts to drive compliance efficiencies • Coordinate company-wide implementation of new compliance requirements • Assist in compliance-related areas of due diligence and transaction documentation • Identify process inefficiencies and execute remedies while building consensus with the team • Assist with regulatory inquiries and examinations • Other operational matters as assigned
Requirements
• Minimum of 2 years of experience in SEC-regulated compliance organization • Working knowledge of the U.S. Securities and Exchange Commission’s Investment Advisers Act of 1940 • Desire to work in a fast-paced environment with high attention to detail • Ability to work independently and in a team environment • Excellent writing skills • Strong verbal communication and presentation skills • Ability to balance multiple priorities and demands concurrently
Benefits
• Competitive salary • Dynamic and innovative work environment • Opportunity to work with cutting-edge technology • Collaboration with top talent from leading financial institutions
Apply Now