Head of Compliance
August 8
🏡 Remote – New York
Description
• Develop, implement, and maintain a robust compliance framework that covers all areas of our HFT operations • Stay up-to-date with the latest regulatory developments and industry best practices, and ensure that our compliance policies and procedures are adapted accordingly • Monitor trading activities and conduct regular compliance reviews to identify potential risks and issues • Investigate and resolve compliance breaches, and implement corrective actions to prevent future occurrences • Collaborate with cross-functional teams, including Trading, Risk, Legal, and Technology, to ensure compliance considerations are integrated into all aspects of our business • Provide guidance and training to employees on compliance matters, fostering a culture of compliance throughout the organization • Serve as the primary point of contact for regulatory authorities, and manage regulatory inquiries, audits, and investigations • Prepare and present compliance reports to senior management and the Board of Directors • Continuously improve our compliance program, leveraging technology and data analytics to enhance monitoring and surveillance capabilities
Requirements
• Proven track record of success in a senior compliance role, with experience in HFT, trading, hedge funds, financial institutions, or related industries • Deep understanding of the regulatory landscape governing financial markets, including SEC, FINRA, CFTC, and relevant international regulations • Experience in developing and implementing compliance programs for trading firms, with a focus on market abuse, trade surveillance, and risk management • Strong analytical and problem-solving skills, with the ability to navigate complex regulatory issues and develop pragmatic solutions • Excellent communication and interpersonal skills, with the ability to build strong relationships with internal and external stakeholders • Highly organized and detail-oriented, with the ability to manage multiple priorities in a fast-paced environment • Demonstrated leadership skills, with the ability to mentor and guide a high-performing compliance team • Relevant professional certifications (e.g., CFA, CPA, JD) and/or advanced degrees preferred
Benefits
• Great challenges with fast feedback loops • A welcoming group of highly qualified international professionals • Cutting-edge hardware and technology • Comfortable Dubai office or remotely anywhere in the world • Flexible schedule • 40 paid days off • Competitive salary
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