Compliance Associate

March 15

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Point72

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Point72 Asset Management is a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide$1. .$1

1001 - 5000

Description

• Analyze legal and compliance issues and provide interpretive advice regarding securities regulations and the Firm’s policies and procedures • Serve as an embedded compliance contact for respective teams within specific sectors • Continuously interact with discretionary investment professionals to respond to real-time questions and issues • Conduct new-hire and annual sector-based compliance training • Chaperone calls and meetings between discretionary investment professionals and third parties • Work in partnership with the Office of the Co-CIO to oversee investment professionals and partner with colleagues across the Firm to support Compliance needs • Act as a subject-matter expert to assist the broader Compliance team and discretionary investment professionals with adhering to the Firm’s Compliance policies and procedures • Stay abreast of regulatory and industry developments and assist with updating policies and procedures, as appropriate

Requirements

• Juris Doctorate degree from an accredited law school and bar membership • Two or more years of experience in financial services • Experience with Rule 10b-5 and the analysis of potential MNPI preferred • Excellent written and verbal communication skills and the ability to build and maintain relationships across the Firm • Attention to detail and the ability to handle multiple tasks simultaneously • Commitment to the highest ethical standards

Benefits

• Fully-paid health care benefits • Generous parental and family leave policies • Volunteer opportunities • Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community • Mental and physical wellness programs • Tuition assistance • A 401(k) savings program with an employer match and more