Five Rings
Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets$1. .$1
51 - 200
Experienced/Lateral - Compliance Associate
June 3
🏢 In-office - Manhattan
Five Rings
Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets$1. .$1
51 - 200
Description
• Five Rings is looking for a compliance professional to join our legal and compliance team • Tasks will primarily include surveillance and monitoring of firm trading activity, documenting and updating policies, managing regulatory reporting, examinations and communications, training and inducting staff, managing exchange memberships, actively advising on compliance matters, and monitoring regulatory developments and best practices
Requirements
• Impeccable professional background and at least 4 years of relevant experience at or with similarly-regulated trading businesses • Self-starter with strong prioritization skills • Organization, superior attention to detail, and ability to multitask required • Prior experience at a regulatory agency, experience with derivative markets, and a legal background are each a plus • General computer literacy and comfort are required.
Benefits
• Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.
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