MicroVentures connects angel investors with startups. It is the first online, equity based crowdfunding platform to enable venture capital financing. MicroVentures provides founders access to early stage capital, and accredited investors opportunities to invest in private equity. It is also the first broker/dealer in the U.S. to help startups raise capital in exchange for equity.

MicroVentures

Compliance

• Investment surveillance
• Surveillance of electronic communications
• Investigate potential issues discovered during electronic communications surveillance; collaborate with compliance team to resolve or escalate issues
• Document review
• Assist the compliance team with maintaining policies and procedures that are adequately designed to prevent, detect, and correct any compliance deficiencies
• Monitor, test, and provide written results for same as they relate to the Firm’s compliance policies and procedures
• Work independently, and/or with others, to complete compliance-related projects, reviews, and other tasks as assigned

MicroVentures Jobs in New York City

MicroVentures

Compliance Analyst

MicroVentures