Squarepoint Capital
Squarepoint Capital is a leading global investment management firm that develops quantitative investment strategies to achieve high quality returns for our clients$1. .$1
1001 - 5000
Compliance Analyst
July 24
🏢 In-office - Manhattan
Squarepoint Capital
Squarepoint Capital is a leading global investment management firm that develops quantitative investment strategies to achieve high quality returns for our clients$1. .$1
1001 - 5000
Description
• Support the Compliance department in the delivery of the wider compliance program • Assist with PA Dealing approvals and certifications • Prepare and review data used for regulatory reporting to SEC, FCA and MAS • Review and allocate invoices owned by the Compliance department • Assist with trade surveillance monitoring to detect market abuse or improper trading behavior • Conducting daily analysis of automated surveillance alerts through systems such as SMARTS • Carry out audio and electronic communications surveillance • Assist with e-discovery requests • Conduct periodic forensic testing and reviews in accordance with the Compliance Monitoring Plan
Requirements
• Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred • 1-3 years of compliance, audit, risk or regulatory experience • Knowledge of various financial products and markets • Excellent administrative skills and the ability to prioritize tasks to meet deadlines • Ability to maintain a high level of confidentiality while handing protected and sensitive material • Strong written and verbal communication skills
Benefits
• Discretionary bonuses may be available • Health, dental, and wellness plans • 401(k) contributions
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